5/7/2023 0 Comments Gabriel(a). by Raúl Vallejo![]() ![]() Where an individual does not have a BrokerCheck record, a record of the bar can be found in the summary in the FINRA Monthly Disciplinary Action Report. For more complete information, please consult BrokerCheck. César Vallejo: la aventura verbal y existencial de Trilce Gabriel Jiménez Emán domingo 18 de marzo de 2018 En muchos de los poemas de Trilce se hallan claves cifradas no sólo de la personalidad de Vallejo, sino también del tiempo histórico y de los avatares que le tocó experimentar. Individuals who have been barred by FINRA as a result of a disciplinary decision or expedited proceeding will not appear on this list until the decision becomes a final FINRA action and the time period provided for an appeal permitted under the Exchange Act has expired. ![]() This list includes individuals who were barred by FINRA as of January 31, 2023. Gabriel (a) es una novela del escritor ecuatoriano Raúl Vallejo, publicada en 2019 por la editorial Penguin Random House. ![]() Where indicated, individuals on this list have appealed FINRA's final action to the SEC or, in the case of a final order of the SEC sustaining FINRA's action, to the courts thus, the findings and sanctions of FINRA in those instances are subject to review and modification by the SEC or the courts. The list comprises individuals who were associated with a FINRA registered firm on or after FINRA launched Web CRD on August 16, 1999. The individuals listed below have a FINRA bar in effect, which means FINRA has permanently prohibited them from association with any member in any capacity. ![]()
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